SMB1001 requirements

Every control. Who does the work.

SMB1001:2026 has 39 requirements across five tiers. Here is every one, with its published control code, the tier that first asks for it, what changes at higher tiers, and what we do to meet it. Search it, filter it, or jump straight to your tier.

Requirements
39
Run or checked by our platform
17
Delivered by engineers and your team
22
+7Bronze
+10Silver
+10Gold
+5Platinum
+7Diamond
Requirements first asked for at each tier, SMB1001:2026.

The ladder

7 at Bronze. All 39 at Diamond.

Tiers are cumulative. Each one includes everything below it, then adds its own controls. Pick a tier to see exactly what it asks for.

  1. Level 1

    Bronze

    Director attests

    The baseline: a technical support specialist, firewall, anti-virus, automatic patching, password hygiene, backup and recovery, and awareness training for all staff.

    7+7 at this tier
  2. Level 2

    Silver

    Director attests

    Adds server patching, MFA on email, email authentication, a password manager, individual accounts, and the first written procedures.

    17+10 at this tier
  3. Level 3

    Gold

    Director attests

    The big 2026 step-up: EDR is required, and the incident response plan, asset register and AI policy arrive.

    27+10 at this tier
  4. Level 4

    Platinum

    Director attests, plus independent audit

    Vulnerability scanning, phishing-resistant MFA, cloud credential control, MFA on remote access and a tested restore, plus independent audit.

    32+5 at this tier
  5. Level 5

    Diamond

    Director attests, plus independent audit

    Encryption, application control, macro restrictions, annual outside testing, 24/7 MDR, supplier trust and police vetting.

    39+7 at this tier

All controls

Search every requirement.

Each row opens to show what we do, who delivers it and how higher tiers raise the bar.

Showing 39 of 39

1

Technology management

Firewalls, anti-virus, patching, EDR, encryption and the systems that carry the work.

12
1.1.0.0Engage a technical support specialistBronze

That is us. Platinum raises this to a service agreement with key incident response staff reachable within 8 working hours, which we write into your agreement.

Higher tiers raise the bar
  • Platinum1.1.1.0MSP SLA with 8 working hour incident response
Engineer-deliveredReal Bytes
1.2.0.1Install and configure a firewallBronze

Guardz checks every device firewall is on. We supply and configure the network firewall: UniFi, Fortinet, Check Point, Meraki or Cato.

Platform-assistedGuardzUniFiFortinetCato
1.3.0.1Anti-virus on all organisation devicesBronze

Guardz managed anti-malware, or Microsoft Defender, Bitdefender or Sophos on our management stack. Mobile devices are covered through official app stores and device management.

Always-on platformGuardzMicrosoft DefenderBitdefenderSophos
1.4.0.0Automatically install tested patches on all devicesBronze

Guardz lists third-party apps with known vulnerabilities. We install the patches through our remote management tooling.

Platform-assistedGuardzReal Bytes
1.5.0.0TLS certificates on public websitesSilver

Guardz external scanning checks certificates on verified domains. We fix anything flagged with your web host or Cloudflare.

Platform-assistedGuardzCloudflare
1.6.0.1All servers updated and patchedSilver

Guardz shows vulnerable software on servers. We patch servers on a documented schedule with critical patches applied within 14 days of release.

Platform-assistedGuardzReal Bytes
1.12.0.0Endpoint Detection and Response (EDR)GoldNew 2026

Guardz managed EDR, or CrowdStrike, SentinelOne, Huntress or Microsoft Defender, monitoring workstations, laptops and servers with automatic isolation. Diamond adds 24/7 managed detection and response under SLA, which we deliver through our monitoring service.

Higher tiers raise the bar
  • Diamond1.12.1.0EDR with 24/7 managed detection and response under SLA
Always-on platformGuardzCrowdStrikeSentinelOneHuntress
1.7.0.1Vulnerability scanning of internet-facing assetsPlatinum

Guardz external scans run weekly on assets linked to verified domains. We remediate findings, and cover any WAN IPs or VPN portals not on a domain with another scanner.

Always-on platformGuardzReal Bytes
1.8.0.0Important data encrypted at restDiamond

Guardz reports BitLocker and FileVault status on every device. We turn encryption on through endpoint policy across servers, workstations, laptops, external drives and cloud storage.

Platform-assistedGuardzReal Bytes
1.9.0.0Application controlDiamond

Only approved applications may run on workstations and laptops. We build and maintain the approved list and enforce it with ThreatLocker hash, publisher or path rules through endpoint policy.

Engineer-deliveredThreatLocker
1.10.0.0Disable untrusted Microsoft Office macrosDiamond

We enforce macro restrictions across workstations, laptops and servers through Microsoft 365 and endpoint policy. Enable all macros is never selected.

Engineer-deliveredMicrosoft 365Real Bytes
1.11.0.0Annual penetration, vulnerability and social engineering testingDiamond

Guardz phishing simulations cover the social engineering element and external scanning covers vulnerability testing. We arrange an external specialist for the annual penetration test.

Part platform, part specialistGuardzExternal specialist
2

Access management

Passwords, password managers, multi-factor authentication and email authentication.

12
2.1.0.1Strong password hygieneBronzeAmended

Guardz dark web monitoring flags leaked credentials tied to your users. We set the password policy in your directory and reset exposed accounts.

Platform-assistedGuardzReal Bytes
2.2.0.0No administrative privileges on employee accountsSilver

We remove local admin rights through directory and endpoint configuration, for local and domain accounts, and keep a record of exceptions.

Engineer-deliveredReal Bytes
2.3.0.0Individual user accounts for every employeeSilver

We audit your directory for shared accounts and replace them with named accounts, so activity can be traced and access revoked on departure.

Engineer-deliveredReal Bytes
2.4.0.1Password managerSilver

We deploy and configure 1Password or Keeper for privileged users, with MFA, role-based access and audit logging. Gold extends it to all staff.

Higher tiers raise the bar
  • Gold2.4.1.1Extended to all staff
Engineer-delivered1PasswordKeeper
2.5.0.0MFA on all employee email accountsSilver

Guardz identity threat detection verifies MFA on Microsoft 365 and Google Workspace and detects MFA bypass. We enable MFA in your directory. Platinum restricts it to phishing-resistant methods: authenticator apps or hardware keys, not SMS or email codes.

Higher tiers raise the bar
  • Platinum2.5.1.0Phishing-resistant methods only, SMS and email codes excluded
Platform-assistedGuardzReal Bytes
2.12.0.0Email authentication and anti-spoofingSilverNew 2026

Guardz flags gaps and blocks spoofing inbound. We configure SPF on every sending domain. Gold steps up to DKIM and an enforced DMARC policy with EasyDMARC or Sendmarc.

Higher tiers raise the bar
  • Gold2.12.1.0DKIM and enforced DMARC added
Platform-assistedGuardzEasyDMARCSendmarc
2.6.0.0MFA on all business applications and social mediaGold

Guardz flags connected apps without MFA. We enable it app by app across every cloud business application and social account. Diamond restricts it to phishing-resistant methods.

Higher tiers raise the bar
  • Diamond2.6.1.0Phishing-resistant methods on all business apps
Platform-assistedGuardzReal Bytes
2.7.0.1RDP only over VPNGold

We configure the firewall and VPN, on UniFi, Fortinet or Cato, so remote desktop is never exposed to the internet and only reachable through a managed VPN or proxy.

Engineer-deliveredUniFiFortinetCato
2.8.0.0Cloud credential and IAM managementPlatinum

We configure least-privilege access across cloud accounts including admins, store SSH keys and remote credentials centrally rather than on laptops, and federate cloud identity with your directory.

Engineer-deliveredReal Bytes
2.9.0.0MFA where important data is storedPlatinum

Guardz flags data stores without MFA. We enable it on every system holding critical, sensitive or operational data, not just email.

Platform-assistedGuardzReal Bytes
2.10.0.0MFA on VPN connectionsPlatinum

We configure MFA on the VPN for connections from the internet and the corporate network, with Cisco Duo or Okta.

Engineer-deliveredCisco DuoOkta
2.11.0.0MFA on RDP connectionsPlatinum

We configure MFA at the remote desktop and network layer with Cisco Duo, covering both internet-facing and internal connections.

Engineer-deliveredCisco Duo
3

Backup and recovery

Backups, tested restores, and the insurance that funds a recovery.

2
3.1.0.1Backup and recovery strategy for important digital assetsBronze

We design and test your backups on Veeam, Acronis, Axcient, Synology or Keepit, for the data that matters. Guardz does not cover backup, so this one is ours and the backup vendor. Platinum raises it to weekly or better backups, at least 6 months of retention, a restore tested at least yearly and an offline, isolated copy.

Higher tiers raise the bar
  • Platinum3.1.1.1Weekly or better backups, 6 month retention, annual tested restore, offline isolated copy
Engineer-deliveredVeeamAcronisAxcientSynologyKeepit
3.2.0.0Business or cyber insuranceGoldNew 2026

You buy the cover, including ransomware recovery, incident response costs and business interruption. Guardz posture and evidence reports support the application, and we help answer the security questions.

Engineer-deliveredYour insurerGuardz
4

Policies, plans and procedures

The written rules: cybersecurity policy, incident response, AI use and supplier trust.

11
4.1.0.1Confidentiality agreementsSilver

A human resources and legal process binding staff, contractors and third parties before they access your data. We give you a checklist and confirm the evidence is in place.

Engineer-deliveredYour teamReal Bytes
4.2.0.1Invoice fraud policy and proceduresSilver

We draft the policy with you around how your business actually pays and approves invoices, including dual verification for bank account changes.

Engineer-deliveredReal Bytes
4.3.0.0Visitor registerSilver

An on-premises process run by your business, recording name, organisation and check-in and out times. We supply a simple register and the evidence format.

Engineer-deliveredYour team
4.4.0.0Cybersecurity policyGold

We draft one policy covering security requirements, staff responsibilities and acceptable use, every employee reads and signs it, and we help you review it annually.

Engineer-deliveredReal Bytes
4.5.0.0Incident response planGold

Guardz managed detection and response provides live detection, containment and reporting. We write the plan with you: who to call, containment steps and communications. Diamond adds breach notification playbooks for customers, staff, media and authorities.

Higher tiers raise the bar
  • Diamond4.5.1.0Breach notification playbooks and data exposure guidance added
Platform-assistedGuardzReal Bytes
4.6.0.0Secure physical document destructionGold

An operational process: contracts, financial records and HR files shredded or destroyed through a secure service. We help you choose a method and record the evidence.

Engineer-deliveredYour team
4.7.0.0Secure disposal of devicesGold

The Guardz device inventory shows what to retire. We wipe, record and dispose of devices beyond recovery before resale or donation.

Engineer-deliveredGuardzReal Bytes
4.8.0.0Digital asset registerGold

Guardz device, user, application and external asset inventories export to seed the register of where sensitive data lives. We add external media and offline hardware. Diamond extends it to map every asset holding personal data, audited annually.

Higher tiers raise the bar
  • Diamond4.8.1.0Personal data mapping and annual audit added
Platform-assistedGuardzReal Bytes
4.11.0.0Responsible AI use policyGoldNew 2026

We write rules for which AI tools staff may use with company and client data, how risks are managed and how privacy compliance is kept.

Engineer-deliveredReal Bytes
4.9.0.1Digital trust program with suppliersDiamond

We help you set up a risk-based supplier program: minimum cyber hygiene for suppliers without an equivalent certification, contractual incident notification and an annual review of the certifications they hold.

Engineer-deliveredReal Bytes
4.10.0.0Police vetting for privileged staffDiamond

Carried out through a background checking provider for employees and contractors with administrative privileges or after-hours access, including cleaning and maintenance contractors. We tell you which staff need it.

Engineer-deliveredYour teamReal Bytes
5

Education and training

Awareness training and incident exercises that test the plan works.

2
5.1.0.0Cybersecurity awareness training for all employeesBronzeMoved tier

Guardz adaptive training and phishing simulations with per-user records and grades. We enrol your team and report results. Gold raises this to a continuous campaign with an annual policy review.

Higher tiers raise the bar
  • Gold5.1.1.0Continuous campaign with phishing simulations and annual review
Always-on platformGuardz
5.2.0.0Training to test the incident response planDiamond

The plan must be tested live at least once a year, not just reviewed. We run the red, blue or purple team exercise with your incident response staff, using real detection and response reports as source material.

Engineer-deliveredReal Bytes

Mapping reflects SMB1001:2026 v1.0 and our platform as published in October 2026. Platform coverage supports a control but never meets it alone, and it does not guarantee a certification outcome. CyberCert issues certificates. Dynamic Standards International publishes the standard.

SMB1001:2027

What moved between 2026 and 2027.

DSI published the 2027 edition on 1 September 2026, and it becomes free to read on 1 January 2027. A current certificate runs its full 12 months, so plan for these before you renew.

5new controls
2moved down a tier
19amended, with a new revision number
44requirements in total, up from 39

New in 2027

  • Platinum1.13.0.0Mobile Device Management
  • Platinum1.14.0.0Network segmentation between IT, IoT and OT
  • Platinum4.12.0.0AI governance framework
  • Diamond2.13.0.0Phishing-resistant MFA for administrative access
  • Diamond4.13.0.0Control unauthorised use of AI technologies

Moved down a tier

  • DiamondPlatinumApplication control 1.9.0.0 to 1.9.0.1
  • DiamondGoldTraining to test the incident response plan 5.2.0.0 to 5.2.0.1

Who does it

Software keeps the lights on. People do the rest.

No SMB1001 requirement is met by software alone. Our platform runs the always-on controls and keeps the evidence fresh. Our engineers do the configuration, policy and process work. A few items only your business can do, like buying insurance or arranging police checks.

  • Platform4
  • Platform assisted12
  • Part platform1
  • Engineer delivered22
  • Bronze5 + 2
  • Silver9 + 8
  • Gold13 + 14
  • Platinum15 + 17
  • Diamond17 + 22

Run or checked by our platform Engineers and your team

Reading a code

Four numbers tell you what a control is.

2.5.1.1
  1. Area 2Access management. 1 is technology, 3 backup and recovery, 4 policies, 5 training.
  2. Requirement 5Multi-factor sign-in on email, the fifth requirement in that area.
  3. Variant 1A raised version a higher tier asks for. Here, Platinum's phishing resistant methods. 0 is the base control.
  4. Revision 1The wording was amended in a later edition. This one moved from 2.5.1.0 in 2026 to 2.5.1.1 in 2027.

Questions

What people ask about the requirements.

Can Real Bytes take us to every SMB1001 level?

Yes. We work across all five tiers: Bronze (requirements 1 to 7), Silver (1 to 17), Gold (1 to 27), Platinum (1 to 32) and Diamond (all 39). Tiers are cumulative, so each level includes everything below it. Certification itself is issued by CyberCert, not by us.

Which platform do you use, and what happens where it stops?

We run Guardz as the always-on layer for every client: anti-malware, EDR, awareness training with phishing simulations, external scanning, dark web monitoring and device posture, covering 17 of the 39 requirements. Where the platform stops, our stack takes over: SentinelOne for endpoint detection and response, Check Point for email and AI security, UniFi for network infrastructure, ThreatLocker for application control, Keeper for passwords, Sendmarc for email authentication, and ConnectWise for remote monitoring, backup and vulnerability management. Our engineers configure and evidence the lot, and we confirm the stack against your target tier before we quote.

Does deploying security software get us certified?

No. No SMB1001 requirement is met by software alone. Every control is completed by configuration, action or documented process, and only CyberCert certifies. Tools give us live evidence, but your business still has to show each control is in place.

What do the SMB1001 control codes mean?

Each requirement carries a four-part code. The first number is one of five areas: 1 is technology management, 2 is access management, 3 is backup and recovery, 4 is policies, plans and procedures, and 5 is education and training. A code like 2.5.1.0 means area 2, requirement 5, and the .1.0 suffix marks a raised variant that a higher tier demands, such as phishing-resistant MFA on email at Platinum.

Which tier do we need?

Most Australian businesses start at Silver or Gold, depending on what clients, insurers and tender panels ask for. The DSI Supplier Categorization Matrix sets the level by the information you handle, the access you hold and how critical your service is. Run the free SMB1001 gap assessment and we will place you on the ladder. Platinum and Diamond add independent audit.

How does the Privacy Act come into this?

Lawyers, accountants, conveyancers, real estate agents, trust and company service providers and precious metals dealers are now AML/CTF reporting entities, and from 1 July 2026 the Privacy Act applies to the personal information they handle for those services, whatever their size. Australian Privacy Principle 11 asks them to take reasonable steps to protect it. SMB1001 gives them a clear way to show it. This is general information, not legal advice.

Next step

Score yourself against your tier.

Each free gap check on CyberCert's platform scores your tier and every tier below it. For how we get you certified and what it costs, see the certification page.

Chip, the Real Bytes support assistant